Office of Finance & Management

   

ESEA Consolidated State Application

PART II: STATE ACTIVITIES TO IMPLEMENT ESEA PROGRAMS

Describe the State’s system of standards, assessments, and accountability and provide evidence that it meets the requirements of the ESEA. In doing so –

The purpose of any effective instructional design is to 1) determine what body of knowledge all students should know, 2) assess the degree to which students have learned that knowledge, 3) provide feedback to educators as to the effectiveness of instruction, and 4) provide resources for educators to improve their teaching. The programs outlined in Part II below will demonstrate a comprehensive plan as to how South Dakota will reach these goals. The tenets set forth in NCLB require that states are "…responsible for having strong academic standards for what every child should know and learn in reading, math, and science for elementary, middle and high schools." It also requires them "…to set standards for student achievement, and hold students, teachers and other educators accountable for results." The plan set forth in the following pages reaches these objectives.
 

  1. The June 2002 submission, provide a timeline of major milestones, for either:
    --adopting challenging content standards in reading/language arts and mathematics at each grade level for grades 3 through 8, consistent with section 1111(b)(1) or
    --disseminating grade-level expectations for reading/language arts and mathematics for grades 3 through 8 to LEAs and schools if the State’s academic content standards cover more than one grade level.

    The South Dakota Board of Education adopted challenging content standards in K-12 reading/language arts and mathematics on l5 December 1998. These standards meet the requirements of 1111(b)(1).

    A set of content standards is available for each grade, K-8. The high school standards are currently organized into a single 9-12 span for each content area (note the exception below in paragraph 3).

    In November 2000 the state board initiated a review process for the content standards in South Dakota. It began on January 2002. (See attachment 1) The decision to review and update the standards, including the timetable, was made independently of the yet-to-be enacted No Child Left Behind Act. The process established by the state board calls for each set of core content standards--language arts/reading, mathematics, science and social studies—to be reviewed in a cycle that extends across the next four years. South Dakota has an expectation that these rigorous and challenging standards are applicable to all students enrolled in the public schools of the state including, but not limited to, LEP and IEP students.

    Pursuant to state board action a 24-member Language Arts Content Standards Revision Team has been appointed and met for the first time on 30 April 2002. Dr. Jan Sheinker, private consultant, was contracted to provide overall leadership and guidance throughout the four year review cycle. Language Arts/Reading is the first set of content standards to be reviewed in the cycle, followed by mathematics, science, and social studies. A decision has been made that the review work will include re-grouping the 9-12 high school standards in each content area into a core set of expectations for each grade, i.e. 9th grade language arts/reading content standards, 10th grade language arts/reading content standards, 11th grade language arts/reading content standards, 12th grade language arts/reading content standards. High school mathematics, science and social studies standards will likewise be re-grouped as the review proceeds through the four-year cycle.
      

  2. In the June 2002 submission, provide a timeline of major milestones, for adopting challenging academic content standards in science that meet the requirements of section 1111(b)(1).
     
    The South Dakota Board of Education adopted challenging science standards K-12, on 22 June 1999. These standards meet the requirements of 1111(b)(1). A set of content standards is available for each grade, K-8. The high school standards are currently organized into a single 9-12 span for each content area . These standards will be reviewed beginning in January, 2004, per the cycle and timelines established by the state board for review of content standards (previously described in section a).
     
  3. In the June 2002 submission, provide a timeline of major milestones for the development and implementation, in consultation with LEAs, of assessments that meet the requirements of section 1111(b)(3) in the required subjects and grade levels.

    Goals of the SD Assessment System under NCLB

    The goals and structure of the South Dakota system of assessments, as applied to NCLB, are being developed without benefit of final regulations and guidance from USED. Therefore, there is a possibility that modifications will be made to the assessment plan in order to fully comply with final regulations and guidance, when available.

    The SAT 9, the Dakota Assessment of Content Standards, and the Stanford Writing assessment combine to form South Dakota’s assessment system. The state will be seeking revision of its current assessment law so that the required grades and tests more closely match the requirements of NCLB. Currently, the test administration pattern in South Dakota is:

    SAT 9: complete battery in grades 2, 4, 8, 11;
    DACS: reading and mathematics in grades 3, 6, and 10;
    Stanford Writing: grades 5 and 9.

    Legislative revisions will be drafted and introduced to the 2003 Legislature that will require uniform administration of the tests in the DACS online system in grades 3-8 and grade 10. The state will continue to "spot check" student performance against a national norm group via the SAT 9 in grades 2-4-8-11, and via the Stanford Writing assessment in grades 5 and 9. South Dakota will also add administration of the NAEP tests to its system in school year 2002-2003.

    Utilizing the assessment pattern that currently exists in state law, the SEA has undertaken work to align the reading/language arts and mathematics tests from each of these systems to the South Dakota Content Standards. A weighted formula that uses the scores from all three assessments to calculate AYP is used to rank schools and disaggregated groups. Test score data from combined grades will be calculated together via the weighted formula to determine AYP as follows:

    • Elementary reporting span will include Grade 3 DACS, Grade 4 SAT 9 and Grade 5 Writing;
    • Middle school reporting span will include Grade 6 DACS, Grade 8 SAT 9 and Grade 9 Writing;
    • The high school reporting span will include Grade 9 Writing, Grade 10 DACS and Grade 11 SAT 9.

    An initial AYP starting point will be determined for reading and mathematics; annual measurable objectives and intermediate goals will be set with the first increase to take place in 2003-2004. The intermediate goals will occur at three-year intervals. The goal will be to ensure that all students meet or exceed the Proficient level in 12 years. Each student group must meet the statewide achievement goal for a school to make AYP. If a group does not meet the State goal, the school can be considered to have made AYP if the percentage of students in that group not reaching the proficient level falls by at least 10 percent and that subgroup has made progress on one or more of the other academic indicators mentioned below. This is known as the Safe Harbor Provision. Only students who have been in schools in a district for a full academic year will be counted toward LEA’s AYP.

    Students with disabilities have and will continue to participate in the South Dakota Assessment system with reasonable adaptations and accommodations. An extensive coding system has been developed to accommodate students with disabilities. South Dakota has also developed an alternate assessment for students with disabilities called Statewide Team-Led Alternate Assessment and Reporting System (S.T.A.A.R.S.) This assessment gives students the opportunity to demonstrate their progress in meeting goals linked to appropriate South Dakota Content Standards. Score reporting of students taking the alternate assessment is being researched at this time to ensure their inclusion in LEA’s AYP. Limited English proficient students have and will continue to participate in the South Dakota Assessment system with reasonable adaptations and accommodations. Any LEP student who has been a student in United States schools for three years will be required to take South Dakota assessments in English.

    Achievement standards have been developed and approved by the South Dakota Board of Education in the areas of reading and math. These documents are referred to as "performance descriptors," and describe each level of proficiency in relation to the SD Content Standards.

    In addition to assessment data graduation rates will be used as an AYP indicator at the secondary level and attendance data will be used at the elementary and middle school level. South Dakota has unique student identification numbers for all students K-12 and a comprehensive data collection system called DDN Campus. Utilizing DDN Campus will allow for all required disaggregation and will be used to ensure that 95% or more of all students are tested by required disaggregated group.

    SOUTH DAKOTA ASSESSMENT SYSTEM COMPONENTS

    Dakota Assessment of Content Standards

    In order to meet the requirements of NCLB, the State of South Dakota will engage in the development of a criterion-referenced test. Milestones for development and implementation of such an assessment include:

    1. The State of South Dakota will develop a criterion-referenced assessment system designed to measure the SD Content Standards. The assessment system will be referred to as the Dakota Assessment of Content Standards (DACS) and will include online tests in reading and mathematics for grades 3-8 and grade 10, and will be expanded to include online tests in science for the same grades by school year 2007-2008.
    2. Currently, South Dakota public schools are required to administer the tests in the DACS system in order to measure the proficiency for all students at least once in grades 3, 6, and 10 for the school year 2004-2005. In accordance with NCLB the same assessment will be used to measure the achievement of all students in grades 3 through 8 and grade 10, beginning with school year 2005-2006. Work has begun to develop additional tests within the DACS system to measure academic standards specific to those outlined in Math and Reading in grades 4, 5, 7, 8 so that a full DACS battery will be available in math and reading for grades 3-8 plus grade 10 by school year 2005-2006. Additionally, no later than the beginning of the 2007-2008 school year, an assessment of academic standards in Science will be developed within the DACS system and will be administered to all students in grades 3 - 8 and 10.
    3. An alignment study of the assessments within the DACS system will be conducted by the BUROS Institute, Lincoln, NE, to provide data on the alignment of the assessments to the state’s academic content standards. It is intended that the DACS system will ultimately provide a comprehensive set of online assessments that measure the breadth and depth of knowledge and skills set forth in the state’s content standards.
    4. As each test in the DACS assessment system is developed, evidence of its high technical quality will be submitted to the Secretary for review. A technical manual will accompany the submission.
    5. In conjunction with the SAT 9, and Stanford Writing assessments, the DACS assessment will involve multiple measures of student academic achievement including higher order thinking skills. This combined use of assessments will enhance the state’s efforts to address the depth and breadth of the State’s academic achievement standards.
    6. The DACS online system will be developed in such manner as to provide reasonable adaptations and accommodations for students with disabilities and will provide for the inclusion of limited English proficient students.
    7. The development of the DACS assessment system will involve pilot testing, using a field test of the assessment to determine all psychometric analysis. Pilot testing will include testing administration manuals and training to schools.
    8. For accountability purposes the DACS scores will be used only for students who have attended school is a LEA for a full academic year. The criterion to determine a full academic year will include:
      1. only students attending a LEA for a full academic year will be included in the accountability system.
      2. A full academic year is defined as continued attendance from October 1 to May 1 of a given year.
    1. Results of the DACS assessment will be disaggregated to provide reports for several levels and sub-groups, including the State, each LEA, and each school, both the entire group and sub-groups by gender, major racial and ethnic group, English proficiency status, migrant status, students with disabilities as compared to nondisabled students and economically disadvantaged students as compared to students who are not economically disadvantaged.
    2. Results of the DACS will report the proficiency of each student in four levels of achievement: Advanced, Proficient, Basic, and Below Basic. Cut scores will be established on a continuum scale to determine the proficiency levels indicated. Results will also be reported specific to the student’s grade level.
    3. DACS results will also be reported in such manner that parents, teachers, principals, and administrators can interpret and address specific academic needs of students as indicated by the students achievement and assessment items. DACS results will produce interpretative, descriptive, and diagnostic reports for each student.
    4. Accountability measures will be established with the DACS test to certify that 95% of those students eligible for accountability have been assessment in each LEA.

    Norm-Referenced component

    SAT 9 description: The Stanford Achievement Test Series, Ninth Edition, (SAT-9) is designed to measure achievement in the areas of reading, mathematics, language arts, science and social science; SAT-9 also provides several other measures including a thinking skills, using information and listening (Grades 4 & 8) score. The Stanford yields the traditional types of scores found on norm-referenced tests. In addition, four levels of performance standards were set: Advanced = Solid academic performance, Proficient = Solid academic performance, Basic = Partial mastery and Below Basic = Less than partial mastery.

    Depending on the particular grade, there are from 9 to 11 subtests, which take from three hours and 45 minutes to five hours and 25 minutes for the entire test battery. No individual subtest lasts longer than 50 minutes.

    Reliability of SAT 9

    Reliability is the degree to which test scores are consistent, dependable, or repeatable, that is, free of errors of measurement. Based on the intended uses of the scores for individual decisions about students, the K-R20 coefficients were in the acceptable range of the mid .80s to .90s for the Reading and Mathematics tests.

    Validity of SAT 9

    Validity is the degree to which a certain inference from a test is appropriate or meaningful. An alignment study is being done on the SAT 9 and the South Dakota Content Standards in the areas of Reading and Mathematics. The report of alignment, when available will show the percentages of alignment between the tests and the standards. It will also identify gaps—i.e. standards that are not well assessed by either system. This will provide a roadmap for further assessment work for the state. However, preliminary indications show a very positive alignment through the combined coverage of the three assessment systems.

    Writing Performance Component

    Stanford Writing description: The Stanford Writing Assessment Program, Third Edition, is a direct measure of achievement in written expression for South Dakota students in Grades 5 and 9. It offers a means of assessing students’ writing development within four modes: Persuasive, Expository, Descriptive and Narrative. Two types of scores are available, holistic and analytic. Four levels of performance standards have been set: Advanced = Solid academic performance, Proficient = Solid academic performance, Basic = Partial mastery and Below Basic = Less than partial mastery.

    The Stanford Writing Assessment Program, Third Edition, provides comprehensive information about student strengths and weaknesses that helps with instructional planning as well as with program development and evaluation. Assessment time is 50 minutes. Forty minutes for writing and 10 minutes for activities such as planning the essay and final checking.

    Stanford Writing Reliability

    "Writing by its very nature has reliability problems" said H.D. Hoover, U. of Iowa. Since no two prompts can yield the same performance interpreting can some times create a real challenge. Interrater reliability coefficients at the grades tested with the writing assessment ranged from .70 to .91.

    Stanford Writing Validity

    The writing assessment is directly tied to the South Dakota Content Standards used by all schools in the state so it would be safe to say it is valid for its intended purpose.

    Assessment Implementation Timeline:

    2001-2002 – students tested in Math and Reading using multiple measures

    • DACS (grades 3, 6, 10)
    • SAT9 (grades 4, 8, 11)
    • Stanford Writing (5 & 9)

    2001-2002 - Implement National Assessment of Educational Progress

    2004-2005 – all students in grades 3-8 will be tested in Reading and Math using

    • DACS grades 3-8 and grade 10
    • SAT 9 grades 3-8 and grade 10
    • Stanford Writing 3-8 and grade 10

    2007-2008 – addition of Science assessments in previous listed grades

    • DACS – General Science – grades 3-8 Science grade 10
    • SAT 9 - Science – grades 3-8

    State use of Formula Funds for the Development and Implementation of State Assessments

    Funding received for assessment under NCLB provisions will be used for several projects necessary to meet the requirements. A majority of expenditures will be accrued with the development of the criterion-referenced tests in the DACS assessment system. Exact amounts are unavailable at the time of the consolidation application; vendors are in the process of submitting proposals. Other costs related to test development, test administration, scoring, training for local test administrators, training for LEA staff on reading and interpreting assessment reports, will also be detailed in vendor proposals.

  1. In the June 2002 submission, provide a timeline of major milestones for setting, in consultation with LEAs, academic achievement standards in mathematics, reading/language arts, and science that meet the requirements of section 1111(b)(1).

    Teachers and administrators from across the state have been, and will continue to be, involved in the setting of academic achievement standards. Workgroups are generally formed with representation from school districts of various size, demographics, and geographical locations. The Committee of Practitioners and School Support Team are usually represented as well as persons representing various student groups such as student with disabilities and English Language Learners. The SEA extends opportunities to LEA’s for involvement in the development of academic achievement standards.

    South Dakota has chosen four proficiency levels for reporting student achievement on state content standards: Advanced, Proficient, Basic, and Below Basic. Performance descriptors (narrative descriptions) of each level have been developed for Language Arts and Mathematics content standards. These descriptors will be revised at the same time the content standards are revised. Cut scores for the SAT9 were set several years ago. These cut scores will be revised in August 2003 at the same time cut scores are set for the Writing and Dakota Assessment of Content Standards (DACS) assessments. Results from the three assessments during the year 2002-2003 school year will be available at that time and will be used in the standards-setting process.

    The following timeline represents the activities that have already been completed and those that are scheduled to take place over the next few years.

    2001

    • August 2001 – Performance descriptors were developed for mathematics and reading/language arts at grade levels the state assessments are administered and at the upper level of each grade cluster. This includes descriptors for grades 2, 3, 4, 5, 6, 8, 9, 10, and 11.

    2003

    • June 2003 – Performance standards-setting workshop facilitated by Buros Institute, UNL. Cut scores for DACS at grades 3, 6, and 10; SAT9 at grades 2, 4, 8, and 11; and Writing at grades 5 and 9 will be determined.
    • June 2003 – Revised Language Arts content standards and performance descriptors presented to State Board of Education. Standards and descriptors will be set for all grades, K-12.
    • September 2003 – Revised Language Arts content standards and performance descriptors adopted by Board. Districts will begin revising course guidelines for language arts.

    2004

    • June 2004 – Revised Mathematics content standards and performance descriptors presented to State Board of Education. Standards and descriptors will be set for all grades, K-12.
    • July 2004 – School districts must have course guidelines written for adoption of revised Language Arts content standards. Schools will implement the revised standards during the 2004 – 2005 school year. State assessment(s) for reading/language arts will be aligned to the revised standards.
    • September 2004 – Revised Mathematics content standards and performance descriptors adopted by Board. Districts will begin revising course guidelines for mathematics.

    2005

    • June 2005 – Academic achievement standards revised for reading/language arts to reflect changes in content standards.
    • June 2005 – Revised Science content standards and performance descriptors presented to State Board of Education. Standards and descriptors will be set for all grades, K-12.
    • July 2005 – School districts must have course guidelines written for adoption of revised Mathematics content standards. Schools will implement the revised standards during the 2005 – 2006 school year. State assessment(s) for mathematics will be aligned to the revised standards.
    • September 2005 – Revised Science content standards and performance descriptors adopted by Board. Districts will begin revising course guidelines for science.
    • September 2005-May 2006 – Administer chosen state assessment(s) in reading and math at grades 3-8.

    2006

    • June 2006 – Mathematics academic achievement standards revised to reflect changes in content standards.
    • June 2006 -- Cut scores for grades 3 – 8 in reading/language arts and mathematics on the chosen state assessment(s) will be set.
    • July 2006 – School districts must have course guidelines written for adoption of revised Science content standards. Schools will implement the revised standards during the 2006 – 2007 school year. State assessment(s) for science will be aligned to the revised standards.

    2007

    • June 2007 – Standards setting workshop to determine cut scores for science in required grade spans in science on the chosen state assessment(s).

    Task

    Reading / LA

    Math

    Science

    Content Standards and Performance Descriptors presented to State Board of Education

    June 2003

    June 2004

    June 2005

    Content Standards and Performance Descriptors adopted by State Board of Education

    Sept. 2003

    Sept. 2004

    Sept. 2005

    Course guidelines adopted by LEA’s

    July 2004

    July 2005

    July 2006

    LEA’s implement revised content standards

    2004-05

    2005-06

    2006-07

    Assessments aligned to revised standards administered

    2004-05

    2005-06

    2006-07

    Academic achievement standards set for revised standards / assessments

    June 2005

    June 2006

    June 2007

    Administer reading and math assessment(s) in grades 3-8

    2005-06

    2005-06

     

    Academic achievement standards set for grades 3-8

    June 2006

    June 2006

     


  2. No submission required 6/12/02
     
  3. No submission required 6/12/02
     
  4. No submission required 6/12/02
     
  5. In the June 2002 submission, provide a plan for how the State will implement a single accountability system that uses the same criteria, based primarily on assessments consistent with section 1111(b), for determining whether a school has made adequate yearly progress, regardless of whether the school receives Title I, Part A, or other federal funds.

    Context:

    The drive to "reinvent" government has touched all levels of government—federal, state, and local. According to Osborne & Plastrik, reinvention is "about restructuring public organizations and systems by changing their purposes, their incentives, their accountability, their distribution of power, and their cultures." Public school systems, like other units of government, are increasingly called upon to demonstrate effective use of resources. For K-12 schools, the challenge is to deliver educational services that help all students learn at higher levels. At the same time, the public demands more accountability from its schools for results. The Education Commission of the States defines accountability as "the systematic collection, analysis and use of information to hold schools, educators and others responsible for the performance of students and the education system."

    The No Child Left Behind Act of 2001 (Elementary and Secondary Education Act) includes President George W. Bush's four basic education reform principles: stronger accountability for results, increased flexibility and local control, expanded options for parents, and an emphasis on teaching methods that have been proven to work.

    An "accountable" education system involves several critical steps (some of which South Dakota has already taken):

    • States create their own standards for what a child should know and learn for all grades. Standards must be developed in math and reading immediately. Standards must also be developed for science by the 2005-06 school year. South Dakota has these academic content standards in place.
    • With standards in place, states must test every student’s progress toward those standards by using tests that are aligned with the standards. Beginning in the 2002-03 school year, schools must administer tests in each of three grade spans: grades 3-5, grades 6-9, and grades 10-12 in all schools. Beginning in the 2005-06 school year, tests must be administered every year in grades 3 through 8 in math and reading. Beginning in the 2007-08 school year, science achievement must also be tested. As of spring 2002, South Dakota has been granted a timeline waiver for its assessment system. The final system will be in place for the 2003 spring testing window; approval of the system is anticipated before the June 2003 waiver deadline. Additional work is being done and will continue throughout the summer in order to address the requirements of No Child Left Behind.
    • Each state, school district, and school will be expected to make adequate yearly progress toward meeting state standards. State assessment results will also be disaggregated into the following groups: economically disadvantaged, major ethnic groups, students with disabilities, and Limited English Proficient students. South Dakota will set its baseline for determining adequate yearly progress by August 1, 2003, after the tests that comprise its approved assessment system have been administered. South Dakota is developing AYP standards.
    • School and district performance will be publicly reported in district and state report cards. Individual school results will be on the district report cards. Some state reporting mechanisms are already in place, additional requirements at the district and school levels will be implemented.
    • If a district or school fails to make adequate yearly progress for two consecutive years as a whole or for any of the four disaggregated subgroups, the district or school will be placed in school improvement, i.e. it will be held accountable. South Dakota lacks a school "accountability" mechanism, which will require legislative and administrative changes.

    Historical Perspective:

    For many years, South Dakota has accredited its K-12 schools using a few limited performance measures based on inputs to the educational system. As the state devolves more power to a broader range of stakeholders (from school administrators to communities) and commits a greater share of funding to local schools, interest has grown in holding K-12 schools more accountable for results. This new trend calls for a reinvention of the current system to take into account process and outcome indicators, besides the traditional input measures.

    Currently, schools (public and private) in South Dakota are accredited based on minimum legal standards. Schools are evaluated annually by the state education agency to ensure they meet requirements for the school calendar, courses offered, and certified staff. However, there is little or no emphasis on outcomes. South Dakota’s current accreditation mechanism does not encourage educational innovation, nor does it focus on helping schools find ways to improve teaching and learning.

    A state with a long tradition of local educational control, South Dakota moved even more toward decentralized administrative power and authority in 1995. The 1995 legislative session was an historic one for education in South Dakota. A new way of distributing state aid—based on the foundation program—was developed, and more than 500 administrative rules and nearly 100 statutes were repealed. With the new state aid formula in place, state government’s share of funding K-12 education had increased from 45 percent to 52 percent by 2000.

    Along with changes in governance and funding, other developments may make performance-based school accountability a more viable option today for South Dakota. Performance-based accountability is better understood by the public and by lawmakers as the capstone to a statewide school improvement plan that already includes academic content standards in the core subject areas and multiple, challenging assessments geared to those standards. In 1999, academic content standards were adopted statewide. In spring 2002, South Dakota implemented a series of new student assessments aligned to its content standards. Both movements were rooted in new state laws.

    Now, given the additional emphasis on school accountability contained within the No Child Left Behind Act of 2002, the time is right for South Dakota to move into the arena of local school accountability and apply uniform standards to all its public schools. A final consideration for state policy makers will be whether an accountability system should be merged with a school accreditation system. Several unanswered questions remain.

    The Plan to Implement a Single Accountability System:

    In order to comply with provisions of the No Child Left Behind Act of 2002, South Dakota must begin immediately to build a framework for single performance-based school accountability system that will be applied uniformly to all public schools, whether or not the school received Title I funds. While planning for this system can and should begin immediately, it is anticipated that the accountability system envisioned under federal law will require both legislative (South Dakota Legislature) and administrative (South Dakota Board of Education) approval before it can be fully implemented in this state.

    Under South Dakota law, the Legislature currently delegates authority to the South Dakota Board of Education to adopt rules "to establish standards for the classification and accreditation of schools within this state" (see South Dakota Codified Law 13-1-12.1). The Legislature also grants authority to the chief state school officer to "establish a uniform system for the gathering and reporting of educational data for the keeping of adequate educational and financial records and for the evaluation of educational progress" (see SDCL 13-3-51). SDCL 13-3-51 also refers to an "annual written evaluation of the educational progress in the state," which could be construed as the "state report card" required under the 2002 federal act.

    However, current South Dakota law is silent on several key components needed for the accountability infrastructure outlined in the federal law:

    • Authority of the Department of Education & Cultural Affairs to create a system of accountability based primarily on assessment results;
    • Authority of the South Dakota Board of Education to implement a system of accountability based primarily on assessment results via promulgation of administrative rule;
    • Calculation of AYP and application of AYP to every public school in the state;
    • Use of actual performance incentives, i.e. either rewards or sanctions, which the state would apply to public schools based primarily on assessment data.

    Hence it appears that, at the minimum, statutory authority must be granted to the state education agency to institute an accountability system for public schools, and to base it primarily on assessments. In addition, it is anticipated that the South Dakota Board of Education will need the authority to adopt a body of administrative rules to address the specifics of the school accountability system.

    To guide development of a school accountability system in South Dakota, the following general timeline is recommended:

    • July 1, 2002 – appoint a small empowered advisory panel representing major stakeholder groups to research and develop school accountability model for South Dakota; include representatives of local school boards, superintendents, parents, teachers, principals, student services personnel; contract with an experienced, nationally-recognized consultant to guide the work (CRESST or ECS are possibilities).
    • Summer and Fall 2002 – the advisory panel will meet periodically, as well as hold public input sessions across the state and/or via teleconference, to develop a framework for the accountability system;
    • October 1, 2002 – first draft of South Dakota accountability system due to SD Dept. of Education & Cultural Affairs; draft will be posted on the department’s website; comments and suggestions for change (from the public, as well as from staff of LEAs and SEA) will be accepted until final draft deadline;
    • October 1, 2002 – appropriation request prepared by SD Department of Education & Cultural Affairs’ fiscal office; implementation of a single accountability system for all public schools that includes rewards and sanctions will require additional resources, both human and financial. The appropriate mechanism for requesting additional fte and/or state funds is through the legislative process via an appropriation request.
    • December 1, 2002 – draft of accountability system components will be finalized; information will be presented to the Governor-Elect (South Dakota will elect a new Governor in November, 2002) and his staff for review; as the Governor appoints the department’s Secretary as one of his cabinet members in South Dakota, it becomes very necessary to gain the support of the new Governor-Elect in order to pursue needed legislation during the 2003 Legislative Session as well as administrative rule-making by the South Dakota Board of Education following passage of legislation;
    • January 2003 – present school accountability legislation to South Dakota Legislature; legislative process ensues, including open committee hearings and broad media coverage;
    • March 2003 – present administrative rules spelling out school accountability mechanisms to South Dakota Board of Education; SDBOE rule-making process includes web-postings with input solicited as well as one or more open, advertised hearings;
    • May 2003 – a single accountability system based primarily on assessments is in place in South Dakota;
    • July 1, 2003 – New laws authorizing the South Dakota school accountability system as established by the 2003 Legislature go into effect.

    The Challenges:

    South Dakota has 166 operating K-12 public school districts and another 10 that contract for services with other districts. These 176 districts, covering 75,898 square miles, provide educational services to about 128,000 students. More than half of the state’s public schools serve fewer than 100 students, and 51 of the 176 school districts have a total student enrollment of less than 200. Historically, South Dakota also ranks among those states with the lowest teacher salaries and per-pupil spending.

    In developing accountability system for South Dakota, the challenge will be to balance the special consideration that many will advocate must be given to the unique needs of a rural state with a small population base, many small school systems situated across a large area, and limited financial resources, with the requisites of No Child Left Behind, section 1111b. The state does have choices within the framework provided by federal law.

    Among the questions that will arise and will need to be addressed in developing the school accountability system in South Dakota are the following:

    1. Given the contextual realities of a rural state, such as sparsity, limited per-pupil spending, low teacher salaries, and decentralized decision making, what type of performance-based school accountability model should South Dakota create?
    2. Given the size, scope and resources of the state education agency in South Dakota, what type of performance based school accountability model should South Dakota create?
    3. Given the size, scope and resources that are within reach in South Dakota and can be harnessed to address the needs of schools newly challenged by an accountability system, what model and features should the South Dakota system include?
    4. Are the assessment system and AYP system as currently devised appropriately applied to all public schools whether the school participates in Title I, or are there adjustments that need to be made in either/both systems for uniform and fair accountability?
    5. How should K-12 schools' performance and progress be measured, compared, and reported, i.e. what type of indicators/criteria beyond assessment data--input, process, or outcome—should be used?
    6. Which combination of indicators/criteria will effectively, uniformly and fairly reflect the performance of each South Dakota school?
    7. What system of rewards and sanctions can be developed that:
    1. will be fair and effective;
    2. will find enough support among South Dakota policymakers to be enacted into law and/or administrative rule (i.e. what sort of rewards and sanctions is there sufficient political will to establish in a "local control" state?);
    3. can be implemented with resources available and/or within reach of South Dakota;
    4. will be sustained over time with sufficient resources to be meaningful.
    1. Can and should the accountability system for public schools be merged with the accreditation system for all (public and private) schools?
       
  6. In the June 2002 submission, identify the languages present in the student population to be assessed, the languages in which the State administers assessments, and the languages in which the State will need to administer assessments. Use the most recent data available and identify when the data were collected.

    The following assessments are administered by the State of South Dakota: Stanford Achievement Test-Version Nine, Stanford Writing Test and the Dakota Assessment of Content Standards. All the above assessments are administered in English. When necessary, a translator may be provided as an assessment accommodation.

    It has been determined that no language is prevalent in a large and commanding quantity in any one school district in South Dakota. One language present in large numbers in a few school districts is Lakota. Due to the definition of limited English proficient (LEP) students contained in Title IX, Native American students are often identified as LEP because of the influence that speakers of a Native language have on their daily lives. They are, however, not fluent speakers of a Native language and would not be able to take a large-scale assessment in a Native language. As a result, all state-mandated assessments in South Dakota will be provided in English.

    The following language data was collected in the Fall of 2001 and verified during the 2001-2002 school year. LEP data was reported to the Federal Office of English Language Acquisition in April 2002.

    The following languages have 10 or more speakers of the language in South Dakota School Districts:

    Language: # of Students:

    Albanian 12 
    Amharic 63 
    Arabic 65 
    Cambodian-Khmer 12 
    Chinese-Zhongwen 46 
    Croatian-Hrvatski 146 
    Dakota 304 
    Dinka 54
    Ethiopian 13
    German 502
    Hutterish 244
    Kurdish-Zimany Kurdy 25
    Lakota 3355
    Laothian-Pah Xa Lao 28
    Neur 26
    Russian 105
    Serbian-Srpski 10
    Serbo-Croation 38
    Spanish 516
    Tigrinya 22
    Ukranian 80
    Vietnamese 62

  7. In the June 2002 submission, provide evidence that, beginning not later than the school year 2002-2003, LEAs will provide for an annual assessment of English proficiency that meets the requirements of section 1111(b)(7) and 3116(d)(4), including assessment of English proficiency in speaking, listening, reading, writing, and comprehension. Identify the assessment(s) the State will designate for this purpose.
     
    The student population in South Dakota is becoming increasingly diverse. Some areas of the state have large numbers of immigrant and refugee students who first language is not English. Native American student populations are on the rise. These students are often influenced by the Native language of their parents and grandparents. As a result, one assessment tool does not effectively assess the speaking, listening, reading, writing and comprehending skills of varied populations of English language learners.

    Beginning with the school year 2002-2003 the State of South Dakota will require that all children identified as children who are Limited English Proficient by an LEA will be provided with an annual assessment of English language proficiency. The assessment will include the areas of speaking, listening, reading, writing and comprehension. The State of South Dakota will designate the IDEA Language Proficiency Test (IPT) and the Language Assessment Scales (LAS) as the assessments that will accomplish these requirements.

    The test will be required to be administered beginning in the Fall of each school year. Following the administration of the test beginning in the Fall 2002, a composite of each student’s level of English language proficiency can be established. Once the baseline has been established, each district must demonstrate that all enrolled and identified LEP students will reach proficiency within 3 consecutive school years.
     

  8. In the June 2002 submission, describe the status of the State’s effort to establish standards and annual measurable achievement objectives under section 3122(a) of the ESEA that relate to the development and attainment of English proficiency by limited English proficient children. These standards and objectives must relate to the development and attainment of English proficiency in speaking, listening, reading, writing, and comprehension, and be aligned with the State academic content and student academic achievement standards as required by section 1111(b)(1) of the ESEA. If they are not yet established, describe the State’s plan and timeline for completing the development of these standards and achievement objectives.

    The State of South Dakota convened a content standards revision work group in April, 2002. The workgroup consists of education related personnel whose task is to rewrite the current South Dakota Communication/Language Arts Content Standards. It is expected that the first draft of the Communications and Language Arts Content Standards will be available in Fall 2002. The revised content standards will not be fully implemented until they have been adopted by the South Dakota Board of Education. That action is expected to be taken by May 2003. When completed, English Language Acquisition Content Standards will be aligned to the South Dakota Communication/Language Arts Content Standards.

    Students will be considered to be limited English proficient if their language proficiency score is below the 50th percentile on the IDEA Proficiency Test. Students performing at or below the 3rd performance level on the Language Assessment Scales will be considered to be limited English proficient. All limited English proficient (LEP) students will be required to meet the same rigorous state content standards as are all students enrolled in school in South Dakota. Students who are identified as LEP must participate in the state’s accountability system. While the student continues to be identified as an LEP student, but has not been enrolled in the school district for more than 3 full, consecutive years, the student can be provided with testing accommodations. The specific accommodations to be provided must be determined by a team of educators from the school in which the student is enrolled. After the student has been enrolled in a school district for 3 or more consecutive years they can only be provided with accommodations through the use of an Individual Education Program or a Section 504 Plan.

    LEP students will be expected to participate in all three of the state’s mandated assessments. They are: Stanford Achievement Test, Stanford Writing Assessment and the Dakota Assessment of Content Standards.

In the June 2002 submission, describe the process for awarding competitive subgrants for the programs listed below. In a separate response for each of these programs, provide a description of the following items, including how the State will address the related statutory requirements:

    1. timelines
    2. selection criteria and how they promote improved academic achievement
    3. priorities and how they promote improved academic achievement.
      (In lieu of this description, the State may submit its RFP for the program.)
       
  1. Even Start- Procedures for awarding competitive subgrants

    The SEA will subgrant funds to local agencies for a four-year period. The local share increases by 10% in each of the four years. In order to receive the same amount of federal grant funds in any subsequent year as in the first year, the applicant should expand the number of eligible participants served in that year and increase the local share.
     

    1. Timelines

      When funds are available for new programs, the Request For Proposal (RFP) is advertised through the major newspapers and is available on the Department of Education’s Website during late winter or early spring (May, June). Completed applications are due into the SEA on July 1. A panel reviews applications and recommends funding by August 1. Recommendations are submitted to the Governor’s Office for approval for funding by October 1. New programs have up to a six months start-up period and should be fully operational by the following April.

      Continuation applications are required for review and approval in the second, third, and fourth year of a program’s operation. Continued funding will be based on program improvement strategies and sufficient program progress based on the State established participant quality indicators. Continuation applications are due by August 30 for funding approval by October 1.
       

    2. Selection criteria

      A panel that includes the adult education director, an early childhood professional, and an experienced family literacy or community services professional review applications. The panel rates new grant applications based on the following criteria: project’s likelihood of success, evidence of need, number and depth of collaboration agreements, reasonableness of budget and promise as a model. Demographic information regarding the area’s most in need population is considered. Programs with experience in working with the identified population and having a track record of participant success in academic achievement will be rated higher. Applications include a staff information sheet that describes staff and their qualifications. RFP instructions require narrative and budget line items for professional development and special training.

    3. Priorities

      Priority will be given to programs proposing to serve the "most in need" families established following the community needs assessment. Targets might include high school dropouts, alternative school participants, low literacy level, TANF recipients, poverty, teen parents, and ELL students. Empowerment zones or enterprise communities will also be a priority.
       

  2. Education of Migrant Children (Title I, Part C)
    1. timelines:

    During the second semester of each school year, a local operating agency planning to use Title I, Part C program funds must submit to the State a Comprehensive Needs Assessment. Notice of the availability of funds is sent to LEAs who have identified 10 or more migrant students in the previous year. Schools who have identified fewer than 10 migrant students are given the opportunity to apply if they can demonstrate a significant impact on the district’s ability to meet the needs of the identified migrant students.

    1. selection criteria:

    The Comprehensive Needs Assessment documents the following information: 1) the number of identified migrant students in the district who meet the priority for services requirements (first priority for services will be children whose educational program has been interrupted during the previous school year); 2) the number of migrant students who will be served by a migrant education program should funds be granted; 3) the type of services that will be provided to eligible migrant students should funds be awarded; 4) the type of program that will be supported by migrant funds; 5) the expected number of staff members who will be needed to provide the special educational needs of migrant students in the district; 6) the projected number of migrant students who are anticipated to enroll in the school district within the next school year; and 7) the projected amount of funds that will be needed to meet the special educational needs of migrant students in the district. By focusing on these selection criteria, the migratory children whose educational needs are the greatest will be served first. By focusing on students whose education is most recently interrupted, it is expected that the most positive academic achievement results will be acquired.

    1. priorities:

    The State will use a formula to determine amount of any subgrants to local operating agencies based on the following criteria: 1) the allocation will take into consideration the number of migratory students who are in need of special educational services and who meet the first priority for services; 2) the allocation will take into account the projected number of migratory students that will be served by a funded migrant education program; 3) the allocation will take into account the length of the migrant education program (regular school year and/or summer program) and; 4) the type of migrant education program that will be provided.

    Additional factors may be considered by the State, including the demonstrated needs of migratory students served by a local operating agency that require funds in excess of those generated by the application of the above allocation process.

    It is anticipated that by focusing priority for services on programs serving migratory students with the greatest needs and who meet the first priority for services, programs calculated to provide the most comprehensive service delivery system and programs that develop a system that addresses the identified needs of the migratory students, we will be able to impact those students who are most of risk of failing to meet our challenging academic content standards.

  3. Prevention and Intervention for Children Who Are Neglected, Delinquent, or At-Risk -- Local Agency Programs (Title I, Part D, Subpart 2).
     
    1. timelines
       
      LEA consolidated applications are due to DOE by July 1, 2002. The deadline for submission is September 30, 2002. LEAs are eligible for funds once the application is approved by the Offices of Technical Assistance and Grants Management, and the Department of Human Services, if the LEA is applying for Title IV funds.
       
    2. selection criteria and how they promote improved academic achievement
       
      This is a formula based subgrant to LEAs. However, each LEA application has to meet the requirements of conducting a thorough needs assessment with input from administrators, staff, parents, and community members. Various forms of data should be evaluated by the LEA which would include student achievement data. Based on the needs assessment the LEA determines its' goals and objectives that will be supported by the Title programs in the consolidated application.
       
    3. priorities and how they promote improved academic achievement
       
      The SEA has determined that subgrants will be formula based.
       
  4. Title I Part F, Comprehensive School Reform Demonstration Program (CSRD)
     
    1. Timelines

      In August of 2002 the DOE Administrative Memorandum newsletter, which is distributed to all schools in the State, will inform LEAs of the Comprehensive School Reform Demonstration Program and announce that detailed information about the program will be on the State Department of Education and Cultural Affair’s website. The website will include all pertinent information including links to Northwest Regional Laboratory’s Compendium of Model Programs, data-based needs assessment information, and a multitude of additional information and tools that will assist LEAs in designing and developing a competitive CSRD grant application that meets all requirements of Federal legislation. A copy of the LEA RFP will also be found at this website. Those schools not able to access this information from the website can request copies of materials from the Office of Technical Assistance. Schools will be requested to notify DOE of their interest in the program to enable the Office of Technical Assistance to provide additional information and technical assistance early in the stages of the development of their applications. This process has been tested for the previous two years and has proven to be an effective method informing all LEAs, statewide, of the program and providing an abundance of information and assistance expediently. The CSRD Program Orientation Workshop held the 1st year of the program did not prove to be cost or otherwise effective because so few district/school personnel attended. DOE’s technical assistance will be in collaboration with and coordinated with McREL, the Comprehensive Center, Region VI, and other agencies whenever necessary and feasible.
       

    2. Selection Criteria

      The selected proposal review committee will use a scoring rubric (See Appendix___) which will thoroughly address all eleven components required to evaluate and rate each LEA’s grant application based on its merits for funding. A comprehensive school reform program must employ innovative models and strategies and proven methods to teaching and learning that are based on reliable research and effective improved practices and that have been replicated successfully. A clear definition of what constitutes reliable evidence of effectiveness is critical to the successful selection and implementation of research-based school reform models. Research-based models can provide evidence along four dimensions of the Continuum of Evidence of Effectiveness:

      1. The theoretical or research foundation for the program: A theory or research finding explaining why a comprehensive model and the practices included in the model work together to produce gains in student performance;
      2. Evaluation-based evidence of improvements in student achievement: Evidence of educationally significant improvements is shown through reliable measures of student achievement in major subject areas before and after model implementations;
      3. Evidence of effective implementation: Implementation is a description of what it takes to make the model fully operational in schools; and
      4. Evidence of replicability: Replicability means that the model has been successfully implemented in more than one school.

      The LEA applications will be designed to focus on how the comprehensive school reform model, to be adopted by the LEA, is based on these four dimensions above. As intended by the scoring rubric, applications will be rated according to the submission of reliable evidence of research, based on independent reviewers and documented over multiple years, that supports the effectiveness or success of the design to be adopted.

      To ensure that high quality, well-defined, and well-documented comprehensive school reform programs are funded, the review team consisting of DOE personnel who have experience with researched-based reform models, will independently review and rank applications based on the rubrics covering each of the eleven components of a comprehensive, research-based program and will collaboratively determine schools eligible to be funded when all aspects of the legislative requirements have been met adequately.
       

    3. Priorities

      The Department of Education and Cultural Affairs will support schools in need of improvement by assigning priority points based on the following criteria.

      1. Criteria for Participating Title I Schools. Priority points will be awarded Title I schools that:
      • have been identified for Title I school improvement; i.e., schools that have not made Adequate Yearly Progress on State assessments or met their local indicators for two consecutive years.
      • that have high poverty; i.e., schools that have at least 40% poverty based on free and reduced lunch count.
      • operate as School-wide Projects or are involved in the planning stages to become a school-wide.
      1. Criteria for All Public Schools – Funds for the Improvement of Education (FIE) Priority points will be awarded to non-Title I schools that
      • show a decline in their state assessment data or local indicators aligned with their target areas; e.g., attendance rates for both staff and students, dropout rate, discipline data, retention percentages, parental involvement, and teacher/administrator turnover.
      • show a high percentage of students in the unsatisfactory individual student performance level.
      • demonstrate that they currently have at least one Internet connection in the school and a small number of computers available for student and teacher use, with plans underway for building a more robust infra-structure to support teaching and learning.

      Note: The South Dakota Department of Education and Cultural Affairs is submitting its CSRD RFP at the following site to provide further support to meeting the requirements addressed in the above narratives for Title I, Part F: The LEA Application for the Comprehensive School Demonstration Program (pdf format)
       

  5. Teacher and Principal Training and Recruiting Fund – subgrants to eligible partnerships (Title II, Part A, Subpart 3).

    A copy of the South Dakota Board of Regents’ RFP for SY 2001-2002 can be found at The South Dakota Board of Regents’ RFP for SY 2001-2002 (pdf format). There is no current update of the SAHE section with new priorities at this time due to the fact that the State has not determined the priorities on issues of Teacher Quality. An update will occur later.
     

  6. Enhanced Education through Technology (Title II, Part D).

    South Dakota will use the competitive funds under EETT to fund regional Technology for Teaching and Learning (TTL) Academies. These Academies are designed to enhance participants’ technology skills in the context of professional practice and to provide a strong foundation in best practices for the meaningful integration of technology into teaching and learning. In addition to basic computing skills, participants will enhance their understanding of instructional design through the research and publications of Grant Wiggins and Jay McTighe (Association of Supervision and Curriculum Development [ASCD]). Their work, Understanding By Design, will be the model used by all participants to design instructional materials for their classroom. This model includes utilizing state content standards to drive the initial design of these unit. Each month-long Academy has a year long follow up to encourage and enhance the utilization of Academy skills.

    1. Timelines
       
      The following describes the timeline and process for districts to apply to host a regional TTL Academy at their district. The timeline and process necessary for individual educators to apply to be a TTL participant is also described.
       
      • The Academy Request For Proposals (RFP) to be a host site will be e-mailed and a hard copy sent via ground mail to all public school districts in December of each year. At the same time an electronic copy will be emailed on various educator listservs in the state and posted to the DOE website.
      • Review of proposals and selection of Academy sites will be conducted by DOE staff and occur by February 1 of each year.
      • Academy participant applications will be e-mailed and a hard copy sent via ground mail to all public school districts in December of each year. An electronic copy will be emailed on various educator listservs in the state and posted to the DOE website.
      • Academy participants will be notified of their acceptance by April 1 of each year.

      TTL Academies will occur during the months of June and July of each year. Follow up to the Academy will occur over the next year, concluding in May of each year.
       

    1. Selection Criteria and how they promote academic achievement
       
      The following RFP selection criteria will be required of applicants. This criteria will assure that the professional development activities of EETT invested in participants will be utilized to its fullest extent and will have the greatest impact on student learning and achievement. 
    • The Academy RFP, requires that applicants:
    • Describe their district’s current involvement with school improvement. (i.e. past TTL/DTL Academy participation, curriculum development efforts, professional development, etc.)
    • Describe district efforts to integrate technology into the curriculum in the last two years that represent the commitment their district has to improving learning opportunities for students in their district.
    • Describe the importance and benefits of hosting a Regional TTL Academy for improving teaching and learning in their district and community.
    • Describe their technological ability to host an Academy.
    • For participants accepted for an academy, the district must:
    • assure that Internet and the State K-12 e-mail system will be available for each participant in his/her respective classroom by September 1 of the following school year.
    • assure that each participant will have an operational computer capable of utilizing multi-media applications,
    • support nominees’ participation in TTL staff development opportunities throughout the TTL year.
    • support the participant’s classroom application of new knowledge/skills.
    • provide opportunities for participants to share knowledge and skills acquired in the academy with his/her fellow educators and/or other district constituencies.
    1. Priorities and how they promote improved academic achievement

      Priority will be given to regional academy sites that:

    • Have large numbers of teachers that need to and are willing to attend a TTL Academy.
    • Have indicated through their application that they are committed to the appropriate and effective integration of technology in instruction.
    • Indicate that they have a high need for training.
    • Have the technical capabilities to handle necessary software applications.

    All of these priorities ensure the most conducive environment where academy participants will be able to build their technology knowledge and skills and enhance their professional practices. It is anticipated that through effective professional development that the skills and knowledge gained will translate into effective classroom practice and ultimately student academic achievement.

  7. Safe and Drug-Free Schools and Communities – reservation for the Governor (Title IV, Part A, section 4112).

    The Governor has reserved 20 percent of the State's allocation and designated the Department of Human Services Division of Alcohol and Drug Abuse to receive these funds. Contact is Mr. Gib Sudbeck, Director, Hillsview Plaza, East Highway 34, c/o 500 East Capitol, Pierre, South Dakota 57501-5070, (605) 773-3123.

    The Department of Human Services, Division of Alcohol and Drug Abuse, is the oversight designee receiving funding from the federal government for the prevention of alcohol, tobacco, and other drug use in South Dakota. These funds are made available through the Substance Abuse Prevention and Treatment Block Grant and the Governor's discretionary portion of the Safe and Drug Free Schools and Communities Act.

    The Division of Alcohol and Drug Abuse has implemented the following programs to assure safe, orderly and drug free schools and communities:

    1. Prevention Resource Centers, three statewide, to provide substance abuse training opportunities, develop prevention activities and disseminate information statewide through their respective resource libraries. The Division and the Department of Education and Cultural Affairs jointly fund these centers. They are to disseminate information through their libraries; assist schools in developing ATOD policies, programming and curricula; train teachers and prevention advocates in the Principles of Effectiveness and other programming compliant with Title IV; and assist community and parent groups in developing prevention activities.
    2. Community Mobilization Projects with parallel expansion of Community Prevention Networkers. (CPNs). This project is designed to blend the resources of federal, state and local government together with those of community leadership, volunteers, private and other public service providers, families, schools and all citizen to focus on reducing the incidence of violence, alcohol and other drug abuse in South Dakota.
    3. Primary and Intensive Diversion Prevention Programming within the juvenile detention facilities and in each of the seven judicial circuits in the state. These programs are designed for youth entering the juvenile justice system due to alcohol or drug related offenses. An initial screening is used to determine whether the young person has a substance abuse problem. The Division's purpose is to divert youth into appropriate levels of programming; provide referrals; provide diversion options for all circuit courts and those arrested for an alcohol/drug offense; and provide diversion programming in the state's three Juvenile Detention Centers.

    The State of South Dakota utilizes The Youth Risk Behavior Survey (YRBS) and The National Kids Count Survey (NKCS) to establish goals and objectives as they relate to prevention programming and activities. The survey was developed in cooperation with the Centers for Disease Control and Prevention and state and local education departments to identify and measure attitudes and behaviors related to ATOD issues.

    In an effort to delineate its position with respect to the prevention of alcohol, other drug use and violence in South Dakota, the Department of Human Services has identified the following critical outcomes to be achieved:

    1. The PRC's will assist schools with the acquisition, implementation and evaluation of scientific research based material throughout their system.
    2. The PRC's will continue to train and support schools in developing ATOD policies, programming and curricula.
    3. The Community Mobilization initiative will work to establish a network of Community Mobilization Projects throughout South Dakota and help each council identify specific short and long-term goals.
    4. The various CPN communities will demonstrate a measurable decrease in the indicator of alcohol and other drug abuse in target communities of 2% by 2004.
    5. Utilizing the Diversion Prevention Program, the Division will work to divert youth into the appropriate level of programming and maintain an 80% successful completion rate.
    6. There will be less than 9% of participants receiving Primary Prevention Programming or Intensive Prevention Programming referred for structured treatment services.

    The State will employ the aforementioned YRBS mechanism to collect data and eventually establish baselines to measure the success of the prevention programming.

  8. Community Service Grants (Title IV, Part A, section 4126).

    The Department of Education and Cultural Affairs (DOE) after consultation with the Governor or his designee will work in conjunction with the Department of Human Services to develop and implement a community service program for suspended and expelled students. The Department of Human Services will provide sub-grants to Prevention Resource Centers to provide research, professional development, carry out programs for the suspended, expelled and other high risk students, who are required to perform community service. Also, it is proposed that the Department of Human Services through the Prevention Resource Centers in conjunction with the seven Judicial Circuits will adapt a youth juvenile justice system to prevent school suspension and expulsions.

  9. 21ST Century Community Learning Centers (Title IV Part B)
    1. Timelines:
       
    • The public will be informed of the 21st Century Community Learning Center competition in August 2002 via the SEA web site, major newspapers, and other publications.
    • An applicant workshop will be conducted in August 2002.
    • A Request for Proposals will be issued to local applicants September 2002.
    • Peer reviewers will be solicited, selected, and trained in October 2002.
    • Proposals from community applicants will be due in the SEA November 2002.
    • A peer review of proposals will be conducted and award notices made to new grantees December 2002.
    • Funds will flow to new grantees and programs in January 2003 with implementation to follow.

    SEA review process for 21st Century Community Learning Center sub-grants:

    • Reviewers will be solicited and selected from pools that may include: directors or coordinators of current and quality 21st CCLC programs, members of the South Dakota School Age Care Alliance, community education directors or coordinators, early childhood educators, and teachers who are certified by the National Board for Professional Development and Teaching Standards.
    • After reviewers have been selected they will receive intensive training regarding the components of a quality 21st CCLC program and their responsibility for selecting potential applicants who describe a quality initiative with the potential for success.
    • Sub-grants will be awarded to local organizations for a period of 5 years.
       
    1. Selection criteria and how it promotes improved academic improvement:
       
      In its application a local applicant must include:
      1. A description of the non-school hours activities to include before and after school, weekends and summers addressing the following issues:
        1. the program will take place in a safe and easily accessible facility,
        2. how students participating in the program carried out by the community learning center will travel safely to and from the center and home,
        3. how the eligible entity will disseminate information about the community learning center to the community in an understandable and accessible manner.
      1. A description of how the activity is expected to improve academic achievement. A broad array of activities that may advance a student’s academic achievement include: remedial education, academic enrichment, art, music, drama, tutoring services, mentoring, language skills and academic achievement for LEP students, recreational, telecommunications and technology, expanded library services, entrepreneurial education programs, promoting parental involvement and family literacy, assisting students who have been truant, suspended, or expelled to improve their academic achievement, drug and violence prevention programs, counseling and character education programs;
      2. An explanation of how Federal, State, and local programs will be combined or coordinated to make the most effective use of resources;
      3. An assurance that the proposed program was developed and will be carried out in active collaboration with the schools the students attend;
      4. A description of how activities will meet the principles of effectiveness:
        • based upon an assessment of objective data regarding need for before and after school programs (including summer recess periods) and activities in the schools and communities, 
      • based upon an established set of performance measures aimed at ensuring the availability of high quality academic enrichment,
      • based upon scientifically based research, if appropriate, that provides evidence that the program or activity will help students meet State and local student academic achievement standards. 
      1. An assurance that 21st Century Community Learning Center funds will supplement not supplant Federal, State, local, or non-Federal funds;
      2. A description of the partnership between a local education agency, community-based organization, and other public or private entities;
      3. An assessment of community needs and available resources for the community learning center and a description of how the proposed program will address those needs, including the needs of working families;
      4. A demonstration that an eligible entity has the experience or promise of success in providing educational and related activities that will complement and enhance academic performance, achievement, and positive development of the students;
      5. A description or tentative plan for how the program will be sustained after Federal funds are no longer available;
      6. An assurance that the community will be given notice of an intent to submit an application and that the application and any waiver request will be available for public review after submission of the application;
      7. If the eligible entity plans to use senior volunteers in activities carried out through the community learning center, a description of how the entity will encourage and appropriately use qualified senior volunteers.

      The selection criteria when addressed and implemented has the potential to improve student academic performance, improve attendance and graduation rates, and reduce risk behavior among adolescents. The emphasis placed upon academic enrichment, tutorial services, and youth development services expands students’ opportunities to succeed in school. Studies that have been conducted on the effects of non-school time programs confirm that students involved in these activities attain higher academic proficiency demonstrated by grades and standardized test scores, as well as improved attendance.

      Studies documenting academic achievement resulting in higher grades and test scores and improved attendance include Census Bureau (2001) statistics, Big Brother/Big Sister programs, LA’s BEST after school program, and The After School Corporation’s programs.

      Students in non-school programs are more likely to stay in school and graduate according to evaluations conducted with Coca Cola’s Valued Youth Program and the Quantum Opportunities Program. Even though participants faced disadvantages the non-school and youth development programs motivated them to remain in school to graduate despite everyday life pressures.

      Supervised non-school time activities have a significant impact on students’ positive, productive behavior. Non-school time activities serve as alternatives for youth, keeping them involved in enriching activities rather than unproductive, harmful ones; thus, leading to lowered incidences of risk behavior. Studies that have been conducted with youth participating in 4-H club, the Maryland After School Community Grant Program, and after school programs in 12 high-risk communities in California indicate fewer incidences of risk behavior among youth attending, as well as improved academic success.

      Although there is not extensive scientifically based research on the effects of non-school time programs, the rigorous studies that have been conducted suggest that high quality programs can benefit students who regularly attend over time. Those benefits include academic achievement, attendance and class participation, and increased positive behavior.

    2. Priorities and how they promote improved academic achievement.
       
      1. Priority will be extended to applicants who provide an assurance that they propose to serve students who primarily attend schools eligible for Title I school-wide programs, or schools that serve a high percentage of students from low-income families, and the families of such students;
      2. Priority will be given to programs that target services to students who attend schools that have been identified as in need of improvement under Title I;
      3. Priority will also be given to applications submitted jointly by at least one local educational agency receiving funds under part A of Title I and at least one public or private community organization.

    (i) The same priority will be extended to an application submitted by a local educational agency if the local educational agency demonstrates that it is unable to partner with a community-based organization in reasonable geographic proximity and of sufficient quality to meet the requirements of the 21st Century Community Learning Centers program.

    Through the 21st Century Community Learning Centers students who attend schools eligible for Title I school-wide programs or live in high poverty areas or attend schools identified as in need of improvement under Title I will have additional opportunities to achieve academic success. Tutorial services and academic enrichment opportunities that; heretofore, may have been unavailable will complement school academic activities to help low performing students meet State and local performance standards in reading/language arts, math and other core areas. Creative, meaningful approaches to learning will enhance students’ ability to build knowledge and strengthen understanding. An array of other enrichment activities, youth development activities, and drug and violence prevention programs present students with opportunities to expand their learning and pursue individual interests in a safe learning environment.

  1. In the June 2002 submission, describe how the State will monitor and provide professional development and technical assistance to LEAs, schools, and other subgrantees to help them implement their programs and meet the State’s (and those entities’ own) performance goals and objectives. This description should include the assistance the SEA will provide to LEAs, schools, and other subgrantees in identifying and implementing effective instructional programs and practices based on scientific research. DOE (South Dakota Department of Education and Cultural Affairs) has offered several state-wide professional development opportunities open to all school districts in the state:

    South Dakota will adapt its current plans for monitoring, professional development and technical assistance for Title I schools to a more expansive, comprehensive system that will include all schools in the state. State staff will also create strategies to assist schools in identifying and implementing effective instructional programs and practices based on scientific research.

    Monitoring LEAs, schools, and other subgrantees

    As a part of its role in administering Title I, the Department of Education & Cultural Affairs has a long history of monitoring participating school districts using a two-part mechanism:

    1. On-site monitoring visits are scheduled in the district every four years, using a team of staff from t